Results 1 - 10 for Broker-dealer

Broker-dealer - Wikipedia, the free encyclopedia
A broker-dealer is a company or other organization that trades securities for its own account or on behalf of its customers. When executing trade orders on behalf of a customer ...
http://wiki.healthhaven.com/Broker-dealer
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broker/dealer Definition
broker/dealer - definition of broker/dealer - Any individual or firm in the business of buying and selling securities for itself and others. Broker/dealers must register with the ...
http://www.investorwords.com/589/broker_dealer.html
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Broker Dealer Journal
If you are in management or ownership of a brokerage or advisory firm you will find information that will help your business. Helpful articles on recruiting, compliance, investing ...
http://www.brokerdealermagazine.com/
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Broker-Dealer financial definition of Broker-Dealer. Broker-Dealer ...
Broker-dealer. Any person, other than a bank, engaged in the business of buying or selling securities on its own behalf or for others. See: Dealer.
http://financial-dictionary.thefreedictionary.com/broker-dealer
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Guide to Broker-Dealer Registration (April 2008)
Guide to Broker-Dealer Registration Division of Trading and Markets 1 U.S. Securities and Exchange Commission April 2008 Table of Contents. Introduction
http://www.sec.gov/divisions/marketreg/bdguide.htm
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Broker-Dealer
Broker-Dealer - Definition of Broker-Dealer on Investopedia - A person or firm in the business of buying and selling securities operating as both a broker and a dealer depending on ...
http://www.investopedia.com/terms/b/broker-dealer.asp
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Broker-Dealers
Broker-Dealer Registration Guide Broker-Dealer Notices and Reports Anti-Money Laundering Rulemaking Arbitration Breakpoints Broker-Dealer Risk Office
http://www.sec.gov/divisions/marketreg/mrbdealers.shtml
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broker-dealer - definition of broker-dealer by the Free Online ...
broker-dealer. n (Economics, Accounting & Finance / Stock Exchange) another name for stockbroker. Thesaurus Legend: Synonyms Related Words Antonyms
http://www.thefreedictionary.com/broker-dealer
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Broker Dealer For Sale with Broker Dealer Market
Broker Dealer Market finds a broker dealer for sale, including lists of available brokers for valuation, mutual funds, annuities and NASD. Buy and sell brokers online with bdmarket ...
http://www.bdmarket.com/
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Broker/Dealer - Music
BROKER/DEALER Photo: Paul Maddalena [ Enter the site | Find us on MySpace]
http://dreamchimney.com/brokerdealer/
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